Name of Relevant Individual:
testing1, ss
Chinese Name of Relevant Individual:
HKMA Registration Number:
12345
Registered Institution Regulated Activity First date of engagement Is an Executive Officer? (Yes / No) Remarks
CHAU'S BROTHERS FINANCE COMPANY LIMITED Type 1: dealing in securities 27 Mar 2021 Yes
CHAU'S BROTHERS FINANCE COMPANY LIMITED Type 4: advising on securities 27 Mar 2021 Yes
Name of Registered Institution SFC CE number Business Address
CHAU'S BROTHERS FINANCE COMPANY LIMITED 6TH FLOOR, CHAU'S COMMERCIAL CENTRE, 284 SHA TSUI ROAD, TSUEN WAN, N.T.
HKMA Registration Number Registered Institution Regulated Activity Effective Period Is an Executive Officer? (Yes / No)
12345 CHAU'S BROTHERS FINANCE COMPANY LIMITED Type 1: dealing in securities Since 27 Mar 2021 Yes
12345 CHAU'S BROTHERS FINANCE COMPANY LIMITED Type 4: advising on securities Since 27 Mar 2021 Yes